Fee-only adviser · Pleasanton, CA
Alta Via Capital
Alta Via Capital is a fee-only investment adviser registered with the securities regulator of California, with its main office in Pleasanton, California. On its latest Form ADV, filed March 13, 2026, it reports $105M in regulatory assets under management, 60 individual clients and 3 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: California |
|---|---|
| Firm CRD number | 289739 |
| Office | 4695 Chabot Drive Suite 200 Pleasanton, CA 94588 |
| Phone | (925) 694-0090 |
| Website | www.altavia-capital.com |
| Regulatory assets under management | $105M |
| Individual clients | 45 non-high-net-worth, 15 high-net-worth |
| Financial planning clients | Not reported |
| How it charges | Percentage of assets |
| Services | Portfolio management, Pension consulting |
| Employees | 3 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | March 13, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It charges only as a percentage of the assets it manages. Ask about the fee schedule and any account minimum, which Form ADV Part 1 does not record.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It sponsors or manages a wrap fee program; ask what the bundled fee covers.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Pleasanton
- RPG Investment Advisory, LLC $1.0B
- Mirador Capital Partners $1.0B
- Sierra Pacific Private Wealth, LLC $246M
- Kaizen Financial Strategies, LLC $287M
- Grant Private Wealth Management $255M
- Adap Tax Financial, Inc. $38M
See all 12 fee-only advisers in Pleasanton →
Nearby
- Dublin 1 firm
- Fremont 4 firms
- San Ramon 15 firms
- Danville 11 firms
- Milpitas 1 firm
- Alamo 5 firms
- Clayton 1 firm
- Livermore 1 firm
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