Fee-only adviser · Charlotte, NC
Auctus Advisors LLC
Auctus Advisors LLC is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Charlotte, North Carolina. On its latest Form ADV, filed August 14, 2026, it reports $613M in regulatory assets under management, 204 individual clients and 2 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 289489 · SEC file 801-111919 |
| Office | 325 Arlington Avenue Suite 625 Charlotte, NC 28203 |
| Phone | (704) 533-9880 |
| Website | www.auctusadvisors.com |
| Regulatory assets under management | $613M |
| Individual clients | 75 non-high-net-worth, 129 high-net-worth |
| Financial planning clients | 0 |
| How it charges | Percentage of assets, Fixed fee, Other |
| Services | Financial planning, Portfolio management, Pension consulting, Selection of other advisers |
| Employees | 3 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | August 14, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are high-net-worth, which on Form ADV means they meet the SEC’s qualified-client or qualified-purchaser test: broadly, more than $1 million managed by the adviser or a net worth above $2 million, with the thresholds indexed for inflation.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Charlotte
- Bragg Financial Advisors Inc $4.7B
- Novare Capital Management $1.9B
- Colony Family Offices, LLC $3.4B
- Laurel Wealth Advisors, LLC $1.1B
- Strathmore Capital Advisors $805M
- Cornerstone Wealth Planning $486M
See all 60 fee-only advisers in Charlotte →
Nearby
- Matthews 5 firms
- Fort Mill 2 firms
- Indian Land 1 firm
- Marvin 1 firm
- Cornelius 2 firms
- Davidson 2 firms
- Clover 2 firms
- Lake Wylie 1 firm
Comparing several firms? Tell us what you need and we will suggest fee-only advisers that fit. Work at Auctus Advisors LLC? Update this listing.