Fee-only adviser · Brooklyn, NY
Brooklyn Fi, LLC
Brooklyn Fi, LLC is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Brooklyn, New York. On its latest Form ADV, filed September 3, 2026, it reports $563M in regulatory assets under management, 373 individual clients and 10 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 292115 · SEC file 801-120862 |
| Office | 33 Nassau Ave Brooklyn, NY 11222 |
| Phone | (332) 296-1660 |
| Website | www.brooklynfi.com |
| Regulatory assets under management | $563M |
| Individual clients | 302 non-high-net-worth, 71 high-net-worth |
| Financial planning clients | 251-500 |
| How it charges | Percentage of assets, Hourly, Fixed fee |
| Services | Financial planning, Portfolio management, Pension consulting, Selection of other advisers, Educational seminars |
| Employees | 10 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | September 3, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Brooklyn
- Fortune Advisory Services $3.3M
- Walnut Investment Services LLC $94M
- Equinum, LLC $757M
- Schonfeld Wealth Management, LLC $133M
- Brewster Financial Planning LLC $240M
- Thinking Big Financial $93M
See all 23 fee-only advisers in Brooklyn →
Nearby
- Jersey City 8 firms
- New York 356 firms
- Hoboken 1 firm
- Long Island City 1 firm
- Maspeth 1 firm
- Elmhurst 1 firm
- Jackson Heights 1 firm
- East Elmhurst 1 firm
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