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Financial advisors · New York

Fee-only financial advisors in Brooklyn, NY

From SEC and state Form ADV filingsUpdated 2026-11-07

23 fee-only investment advisers have offices in Brooklyn, New York, according to their Form ADV filings with the SEC and state regulators. 14 offer hourly or flat-fee arrangements, 8 charge only a percentage of the assets they manage, and 13 provide financial planning. 14 are SEC-registered, which generally means at least $100 million under management; the rest are smaller state-registered practices. None reports disciplinary history.

Data from Form ADV filings as of November 6, 2026. Listings are factual and unpaid. Default order puts firms offering financial planning first and high-volume platforms after advice practices; how ordering works.

Paid partly in stock? Brooklyn is home to large offices of Google, Meta, Amazon. Before you meet an adviser, read our plain-English guides to Google, Meta, Amazon, and run your numbers in the RSU tax calculator and the vesting schedule calculator. Ask each firm how many clients it advises on RSUs, ESPPs and concentrated stock, and how it charges for that work.

Showing 23 of 23

Brooklyn Fi, LLC

33 Nassau Ave, Brooklyn, NY 11222 · (332) 296-1660

  • Percentage of assets
  • Hourly
  • Fixed fee
  • Financial planning
Assets managed
$563M
Individual clients
373
Advisory staff
10
Registered with
SEC

Profile · Website · SEC record

Equinum, LLC

3611 14th Avenue, Suite 221, Brooklyn, NY 11218 · (718) 480-5600

  • Percentage of assets
  • Financial planning
Assets managed
$757M
Individual clients
173
Advisory staff
5
Registered with
SEC

Profile · Website · SEC record

Brooklyn Plans LLC

Brooklyn, NY (office address not published) · (917) 727-6497

  • Percentage of assets
  • Hourly
  • Fixed fee
  • Financial planning
Assets managed
$20M
Individual clients
85
Advisory staff
3
Registered with
CA, NJ, NY +

Profile · Website · SEC record

Yearwood Young Advisors

195 Montague Street 14th Floor, Brooklyn, NY 11201 · (347) 338-0278

  • Percentage of assets
  • Hourly
  • Fixed fee
  • Financial planning
Assets managed
$87M
Individual clients
24
Advisory staff
1
Registered with
SEC

Profile · Website · SEC record

Minko Wealth

1762 Cropsey Avenue, Brooklyn, NY 11228 · (718) 748-1700

  • Percentage of assets
Assets managed
$119M
Individual clients
152
Advisory staff
2
Registered with
SEC

Profile · Website · SEC record

Universe, Inc.

1688 East 16th Street Suite 6, Brooklyn, NY 11229 · (718) 375-7631

  • Percentage of assets
  • Hourly
Assets managed
$28M
Individual clients
119
Advisory staff
1
Registered with
NY

Profile · Website · SEC record

Wealthie Advisors

195 Broadway 4th Floor, Suite 442, Brooklyn, NY 11211 · (718) 550-1401

  • Percentage of assets
Assets managed
$27K
Individual clients
104
Advisory staff
2
Registered with
SEC

Profile · Website · SEC record

Aqs Management, LLC

630 Grand Avenue Suite 404, Brooklyn, NY 11238 · (412) 901-7503

  • Percentage of assets
Assets managed
$25M
Individual clients
95
Advisory staff
1
Registered with
NY

Profile · SEC record

Icw Holdings, LLC

Brooklyn, NY (office address not published) · (347) 413-4750

  • Percentage of assets
  • Fixed fee
  • Subscription
Assets managed
$136M
Individual clients
24
Advisory staff
5
Registered with
SEC

Profile · Website · SEC record

Raijin Ai

567 Fulton ST, Brooklyn, NY 11201 · (678) 559-4058

  • Fixed fee
Assets managed
Not reported
Individual clients
Under 5
Advisory staff
2
Registered with
SEC

Profile · Website · SEC record

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Fee-only advisers near Brooklyn

Another 375 fee-only firms have offices within 30 miles.

How to choose between them

  1. Decide how you want to pay. Hourly and flat-fee planners suit people who want a plan and will implement it themselves. A percentage-of-assets fee buys ongoing investment management; on $1 million at 1% that is $10,000 a year, every year.
  2. Check the SEC record. Each listing links to the firm’s page on the SEC’s Investment Adviser Public Disclosure site, where you can read the Form ADV Part 2 brochure (fees, minimums, conflicts) and any disciplinary history.
  3. Ask who you will actually work with and what credentials they hold. The advisor versus consultant guide explains which titles are regulated and which are marketing.
  4. Ask about minimums. Form ADV Part 1 does not record account minimums, so they are not shown here. Many asset-based firms require $500,000 or more; hourly planners usually have none.
  5. Get the fee in writing before you sign, including fund expenses and any platform or custody charges on top.

Frequently asked questions

What does fee-only mean?

A fee-only adviser is paid only by its clients, through hourly charges, flat fees, subscriptions or a percentage of the assets it manages. It does not earn commissions on products it recommends. In this directory the label is applied from each firm’s own Form ADV: the firm reports no commission compensation, is not a broker-dealer or registered representative of one, does not act as an insurance agent, and reports no related broker-dealer or insurance agency.

How much does a fee-only financial adviser cost in Brooklyn?

Form ADV records how firms charge, not what they charge. Of the 23 firms listed here, 14 offer hourly or flat fees and 19 charge a percentage of assets. Each firm’s Form ADV Part 2 brochure, linked from its profile, gives its actual fee schedule. Nationally, asset-based fees commonly run around 1% a year on the first $1 million and fall above that.

How were these Brooklyn advisers selected?

Every registered investment adviser with an office in Brooklyn that serves individuals, offers financial planning or portfolio management, and reports no commission or insurance compensation on its Form ADV is listed. Inclusion is free and automatic; no firm pays to appear. The methodology page has the full rules.

Are these advisers fiduciaries?

Registered investment advisers owe their clients a fiduciary duty under the Investment Advisers Act of 1940 for the advice they give. Ask any firm to confirm in writing that it acts as a fiduciary at all times and for all of your accounts.