Fee-only adviser · Costa Mesa, CA
Check Capital Management Inc
Check Capital Management Inc is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Costa Mesa, California. On its latest Form ADV, filed August 26, 2026, it reports $2.4B in regulatory assets under management, 1,192 individual clients and 9 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 107058 · SEC file 801-29001 |
| Office | 575 Anton Blvd Ste 500 Costa Mesa, CA 92626 |
| Phone | (714) 641-3579 |
| Website | checkcapital.com |
| Regulatory assets under management | $2.4B ($2.1B discretionary) |
| Individual clients | 0 non-high-net-worth, 1,192 high-net-worth |
| Financial planning clients | 51-100 |
| How it charges | Percentage of assets |
| Services | Financial planning, Portfolio management |
| Employees | 12 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | August 26, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It charges only as a percentage of the assets it manages. Ask about the fee schedule and any account minimum, which Form ADV Part 1 does not record.
- Most of its individual clients are high-net-worth, which on Form ADV means they meet the SEC’s qualified-client or qualified-purchaser test: broadly, more than $1 million managed by the adviser or a net worth above $2 million, with the thresholds indexed for inflation.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Costa Mesa
- Clearview Investment Partners, LLC $105M
- CS Tomasi Wealth Management $110M
- Leisure Capital Management, Inc. $874M
- Farah Private Wealth Management, Inc $105M
- Inception Financial Services $29M
- Einstok Wealth Management LLC $14M
See all 8 fee-only advisers in Costa Mesa →
Nearby
- Newport 1 firm
- Newport Beach 63 firms
- Santa Ana 5 firms
- Corona Del Mar 2 firms
- Tustin 7 firms
- Huntington Beach 8 firms
- Westminster 2 firms
- Orange 8 firms
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