Fee-only adviser · Costa Mesa, CA
Einstok Wealth Management LLC
Einstok Wealth Management LLC is a fee-only investment adviser registered with the securities regulators of California, Colorado, with a mailing address in Costa Mesa, California (its office is a private residence, so the street address is not published). On its latest Form ADV, filed April 17, 2026, it reports $14M in regulatory assets under management, 41 individual clients and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: California, Colorado |
|---|---|
| Firm CRD number | 326527 |
| Office | Costa Mesa, CA (mailing address; office not published) |
| Phone | (424) 422-1229 |
| Website | einstokwealth.com |
| Regulatory assets under management | $14M |
| Individual clients | 41 non-high-net-worth, 0 high-net-worth |
| Financial planning clients | Not reported |
| How it charges | Percentage of assets |
| Services | Portfolio management, Educational seminars |
| Employees | 1 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | April 17, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It charges only as a percentage of the assets it manages. Ask about the fee schedule and any account minimum, which Form ADV Part 1 does not record.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Costa Mesa
- Check Capital Management Inc $2.4B
- Clearview Investment Partners, LLC $105M
- CS Tomasi Wealth Management $110M
- Leisure Capital Management, Inc. $874M
- Farah Private Wealth Management, Inc $105M
- Inception Financial Services $29M
See all 8 fee-only advisers in Costa Mesa →
Nearby
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- Newport Beach 63 firms
- Santa Ana 5 firms
- Corona Del Mar 2 firms
- Tustin 7 firms
- Huntington Beach 8 firms
- Westminster 2 firms
- Orange 8 firms
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