Fee-only adviser · West Hartford, CT
Conifer Investments Ltd
Conifer Investments Ltd is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in West Hartford, Connecticut. On its latest Form ADV, filed March 31, 2026, it reports $524M in regulatory assets under management, 41 individual clients and 3 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 106159 · SEC file 801-47009 |
| Office | 65 Lasalle Road Suite 402 West Hartford, CT 06107 |
| Phone | (860) 761-1041 |
| Website | Not listed |
| Regulatory assets under management | $524M ($141M discretionary) |
| Individual clients | 17 non-high-net-worth, 24 high-net-worth |
| Financial planning clients | 0 |
| How it charges | Percentage of assets, Fixed fee |
| Services | Portfolio management, Selection of other advisers |
| Employees | 3 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | March 31, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are high-net-worth, which on Form ADV means they meet the SEC’s qualified-client or qualified-purchaser test: broadly, more than $1 million managed by the adviser or a net worth above $2 million, with the thresholds indexed for inflation.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in West Hartford
- Apella Wealth $11.1B
- Fierston Financial Group Inc $1.0B
- HFM Wealth Management $700M
- McCary Anheuser Wealth Management, LLC $8.1M
- Yhb Investment Advisors Inc $2.3B
- RMC Investment Advisors $1.1B
See all 7 fee-only advisers in West Hartford →
Nearby
- Hartford 4 firms
- Farmington 7 firms
- Avon 3 firms
- Rocky Hill 2 firms
- Simsbury 1 firm
- Windsor 2 firms
- Bristol 1 firm
- Cromwell 1 firm
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