Fee-only adviser · West Hartford, CT
RMC Investment Advisors
RMC Investment Advisors is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in West Hartford, Connecticut. On its latest Form ADV, filed April 29, 2026, it reports $1.1B in regulatory assets under management, 346 individual clients and 7 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 104674 · SEC file 801-21902 |
| Office | 643 Prospect Avenue West Hartford, CT 06105 |
| Phone | (860) 561-1245 |
| Website | www.rmcinvestmentadvisors.com |
| Regulatory assets under management | $1.1B ($999M discretionary) |
| Individual clients | 186 non-high-net-worth, 160 high-net-worth |
| Financial planning clients | Not reported |
| How it charges | Percentage of assets |
| Services | Portfolio management |
| Employees | 14 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | April 29, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It charges only as a percentage of the assets it manages. Ask about the fee schedule and any account minimum, which Form ADV Part 1 does not record.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in West Hartford
- Apella Wealth $11.1B
- Fierston Financial Group Inc $1.0B
- HFM Wealth Management $700M
- McCary Anheuser Wealth Management, LLC $8.1M
- Yhb Investment Advisors Inc $2.3B
- Conifer Investments Ltd $524M
See all 7 fee-only advisers in West Hartford →
Nearby
- Hartford 4 firms
- Farmington 7 firms
- Avon 3 firms
- Rocky Hill 2 firms
- Simsbury 1 firm
- Windsor 2 firms
- Bristol 1 firm
- Cromwell 1 firm
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