Fee-only adviser · West Hartford, CT
HFM Wealth Management
HFM Wealth Management is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in West Hartford, Connecticut. On its latest Form ADV, filed March 27, 2026, it reports $700M in regulatory assets under management, 176 individual clients and 6 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 105039 · SEC file 801-33701 |
| Office | 65 Lasalle Road Ste 307 West Hartford, CT 06107 |
| Phone | (860) 241-0028 |
| Website | www.hfmonline.com |
| Regulatory assets under management | $700M ($698M discretionary) |
| Individual clients | 145 non-high-net-worth, 31 high-net-worth |
| Financial planning clients | 51-100 |
| How it charges | Percentage of assets, Hourly, Fixed fee |
| Services | Financial planning, Portfolio management, Pension consulting, Selection of other advisers, Educational seminars |
| Employees | 10 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | March 27, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in West Hartford
- Apella Wealth $11.1B
- Fierston Financial Group Inc $1.0B
- McCary Anheuser Wealth Management, LLC $8.1M
- Yhb Investment Advisors Inc $2.3B
- RMC Investment Advisors $1.1B
- Conifer Investments Ltd $524M
See all 7 fee-only advisers in West Hartford →
Nearby
- Hartford 4 firms
- Farmington 7 firms
- Avon 3 firms
- Rocky Hill 2 firms
- Simsbury 1 firm
- Windsor 2 firms
- Bristol 1 firm
- Cromwell 1 firm
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