Fee-only adviser · Jenkintown, PA
Financial Spectrum Inc.
Financial Spectrum Inc. is a fee-only investment adviser registered with the securities regulator of Pennsylvania, with its main office in Jenkintown, Pennsylvania. On its latest Form ADV, filed August 4, 2026, it reports $5.6M in regulatory assets under management and 16 individual clients. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: Pennsylvania |
|---|---|
| Firm CRD number | 123169 |
| Office | 800 West Avenue Jenkintown, PA 19046 |
| Phone | (215) 659-5723 |
| Website | www.financialspectrum.com |
| Regulatory assets under management | $5.6M |
| Individual clients | 16 non-high-net-worth, 0 high-net-worth |
| Financial planning clients | 11-25 |
| How it charges | Percentage of assets, Hourly |
| Services | Financial planning, Portfolio management |
| Employees | 1 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | August 4, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Jenkintown
- Alvin Clay Financial Advisors, LLC $187M
- The Aranda Group Advisors, LLC $234M
- Modern Wealth Concepts LLC $46M
See all 4 fee-only advisers in Jenkintown →
Nearby
- Huntingdon Valley 1 firm
- Erdenheim 1 firm
- Glenside 1 firm
- Fort Washington 1 firm
- Horsham 1 firm
- Feasterville 1 firm
- Southampton 1 firm
- Ambler 4 firms
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