Fee-only adviser · Jenkintown, PA
Modern Wealth Concepts LLC
Modern Wealth Concepts LLC is a fee-only investment adviser registered with the securities regulator of Pennsylvania, with its main office in Jenkintown, Pennsylvania. On its latest Form ADV, filed March 17, 2026, it reports $46M in regulatory assets under management, 34 individual clients and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: Pennsylvania |
|---|---|
| Firm CRD number | 154742 |
| Office | 261 Old York RD Suite 735 Jenkintown, PA 19046 |
| Phone | (215) 782-1877 |
| Website | www.modernwealthconcepts.com |
| Regulatory assets under management | $46M |
| Individual clients | 0 non-high-net-worth, 34 high-net-worth |
| Financial planning clients | 1-10 |
| How it charges | Percentage of assets, Hourly |
| Services | Financial planning, Portfolio management, Selection of other advisers, Educational seminars |
| Employees | 1 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | March 17, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are high-net-worth, which on Form ADV means they meet the SEC’s qualified-client or qualified-purchaser test: broadly, more than $1 million managed by the adviser or a net worth above $2 million, with the thresholds indexed for inflation.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Jenkintown
- Alvin Clay Financial Advisors, LLC $187M
- The Aranda Group Advisors, LLC $234M
- Financial Spectrum Inc. $5.6M
See all 4 fee-only advisers in Jenkintown →
Nearby
- Huntingdon Valley 1 firm
- Erdenheim 1 firm
- Glenside 1 firm
- Fort Washington 1 firm
- Horsham 1 firm
- Feasterville 1 firm
- Southampton 1 firm
- Ambler 4 firms
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