Fee-only adviser · Plymouth, MN
Great River Financial
Great River Financial is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Plymouth, Minnesota. On its latest Form ADV, filed September 8, 2026, it reports $202M in regulatory assets under management, 136 individual clients and 3 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 314172 · SEC file 801-121581 |
| Office | 9800 Shelard Pkwy Suite 113 Plymouth, MN 55441 |
| Phone | (763) 231-7581 |
| Website | greatriverfinancial.com |
| Regulatory assets under management | $202M |
| Individual clients | 80 non-high-net-worth, 56 high-net-worth |
| Financial planning clients | 101-250 |
| How it charges | Percentage of assets, Hourly |
| Services | Financial planning, Portfolio management |
| Employees | 5 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | September 8, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Plymouth
- Kure Advisory, LLC $259M
- Gen Financial Management Inc. $332M
- Rossi Dubuque Breckenridge, LLC Not reported
- Celadon Managed Wealth $80M
- Phillip James Financial Co. $222M
- Grounded Wealth $31M
See all 10 fee-only advisers in Plymouth →
Nearby
- Deephaven 1 firm
- Wayzata 8 firms
- Minnetonka 11 firms
- Golden Valley 1 firm
- St. Louis Park 5 firms
- Maple Grove 5 firms
- Spring Park 1 firm
- Excelsior 3 firms
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