Fee-only adviser · Plymouth, MN
Rossi Dubuque Breckenridge, LLC
Rossi Dubuque Breckenridge, LLC is a fee-only investment adviser registered with the securities regulator of Minnesota, with its main office in Plymouth, Minnesota. On its latest Form ADV, filed April 10, 2026, it reports 154 individual clients and 2 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: Minnesota |
|---|---|
| Firm CRD number | 155284 |
| Office | 3033 Campus Drive Suite N147 Plymouth, MN 55441 |
| Phone | (612) 870-9579 |
| Website | www.rdbfinancial.com |
| Regulatory assets under management | Not reported |
| Individual clients | 38 non-high-net-worth, 116 high-net-worth |
| Financial planning clients | 101-250 |
| How it charges | Fixed fee |
| Services | Financial planning, Portfolio management, Selection of other advisers |
| Employees | 2 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | April 10, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- Most of its individual clients are high-net-worth, which on Form ADV means they meet the SEC’s qualified-client or qualified-purchaser test: broadly, more than $1 million managed by the adviser or a net worth above $2 million, with the thresholds indexed for inflation.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Plymouth
- Kure Advisory, LLC $259M
- Gen Financial Management Inc. $332M
- Great River Financial $202M
- Celadon Managed Wealth $80M
- Phillip James Financial Co. $222M
- Grounded Wealth $31M
See all 10 fee-only advisers in Plymouth →
Nearby
- Deephaven 1 firm
- Wayzata 8 firms
- Minnetonka 11 firms
- Golden Valley 1 firm
- St. Louis Park 5 firms
- Maple Grove 5 firms
- Spring Park 1 firm
- Excelsior 3 firms
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