Fee-only adviser · Kirkland, WA
Greystone Financial & Estate Services, Inc.
Greystone Financial & Estate Services, Inc. is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Kirkland, Washington. On its latest Form ADV, filed February 26, 2026, it reports $117M in regulatory assets under management, 207 individual clients and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 318092 · SEC file 801-132413 |
| Office | 6725 116th Avenue NE Suite 150 Kirkland, WA 98033 |
| Phone | (206) 352-9205 |
| Website | greystoneinvest.com |
| Regulatory assets under management | $117M ($109M discretionary) |
| Individual clients | 173 non-high-net-worth, 34 high-net-worth |
| Financial planning clients | 0 |
| How it charges | Percentage of assets |
| Services | Portfolio management |
| Employees | 1 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | February 26, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It charges only as a percentage of the assets it manages. Ask about the fee schedule and any account minimum, which Form ADV Part 1 does not record.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Kirkland
- Robinswood Financial $453M
- Prevail Wealth Management $261M
- Kaizen Financial Advisors, LLC $284M
- Schmidt Financial Management $498M
- Concepts Financial Services, LLC $23M
- Private Asset Management Inc $109M
See all 12 fee-only advisers in Kirkland →
Nearby
- Redmond 7 firms
- Bellevue 40 firms
- Kenmore 1 firm
- Woodinville 1 firm
- Lake Forest Park 1 firm
- Shoreline 1 firm
- Mercer Island 4 firms
- Seattle 73 firms
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