Fee-only adviser · Charlotte, NC
Heritage Capital Partners,inc.
Heritage Capital Partners,inc. is a fee-only investment adviser registered with the securities regulator of North Carolina, with its main office in Charlotte, North Carolina. On its latest Form ADV, filed September 16, 2026, it reports $78M in regulatory assets under management, 28 individual clients and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: North Carolina |
|---|---|
| Firm CRD number | 120748 · SEC file 801-69888 |
| Office | 725 Providence Road Suite 309 Charlotte, NC 28207 |
| Phone | (704) 622-0952 |
| Website | www.heritagecapitalpartners.com |
| Regulatory assets under management | $78M |
| Individual clients | 6 non-high-net-worth, 22 high-net-worth |
| Financial planning clients | 0 |
| How it charges | Percentage of assets, Fixed fee |
| Services | Portfolio management |
| Employees | 1 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | September 16, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are high-net-worth, which on Form ADV means they meet the SEC’s qualified-client or qualified-purchaser test: broadly, more than $1 million managed by the adviser or a net worth above $2 million, with the thresholds indexed for inflation.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
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Nearby
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- Fort Mill 2 firms
- Indian Land 1 firm
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- Cornelius 2 firms
- Davidson 2 firms
- Clover 2 firms
- Lake Wylie 1 firm
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