Fee-only adviser · Highlands Ranch, CO
Highlands Asset Management, Inc.
Highlands Asset Management, Inc. is a fee-only investment adviser registered with the securities regulator of Colorado, with its main office in Highlands Ranch, Colorado. On its latest Form ADV, filed May 2, 2026, it reports $4.2M in regulatory assets under management, 11 individual clients and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: Colorado |
|---|---|
| Firm CRD number | 126850 |
| Office | 9635 S Silverberry Circle Highlands Ranch, CO 80129 |
| Phone | (303) 470-6773 |
| Website | Not listed |
| Regulatory assets under management | $4.2M |
| Individual clients | 11 non-high-net-worth, 0 high-net-worth |
| Financial planning clients | Not reported |
| How it charges | Percentage of assets |
| Services | Portfolio management |
| Employees | 1 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | May 2, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It charges only as a percentage of the assets it manages. Ask about the fee schedule and any account minimum, which Form ADV Part 1 does not record.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Highlands Ranch
- Kozak & Tripp Private Asset Management, Inc. $813M
- Cedarwood Wealth $213M
- Yeti Wealth Management Group, LLC $5.2M
- Semper Augustus Investments Group LLC $982M
- Asset Strategies Group, LLC $61M
See all 6 fee-only advisers in Highlands Ranch →
Nearby
- Littleton 11 firms
- Lone Tree 1 firm
- Centennial 14 firms
- Englewood 11 firms
- Greenwood Village 28 firms
- Glendale 1 firm
- Lakewood 6 firms
- Aurora 1 firm
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