Fee-only adviser · Highlands Ranch, CO
Kozak & Tripp Private Asset Management, Inc.
Kozak & Tripp Private Asset Management, Inc. is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Highlands Ranch, Colorado. On its latest Form ADV, filed April 15, 2026, it reports $813M in regulatory assets under management, 775 individual clients and 2 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 298353 · SEC file 801-113934 |
| Office | 1805 Shea Center Drive Suite 220 Highlands Ranch, CO 80129 |
| Phone | (303) 847-4045 |
| Website | www.kozaktripp.com |
| Regulatory assets under management | $813M ($812M discretionary) |
| Individual clients | 622 non-high-net-worth, 153 high-net-worth |
| Financial planning clients | 0 |
| How it charges | Percentage of assets, Fixed fee |
| Services | Financial planning, Portfolio management |
| Employees | 10 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | April 15, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Highlands Ranch
- Cedarwood Wealth $213M
- Yeti Wealth Management Group, LLC $5.2M
- Semper Augustus Investments Group LLC $982M
- Asset Strategies Group, LLC $61M
- Highlands Asset Management, Inc. $4.2M
See all 6 fee-only advisers in Highlands Ranch →
Nearby
- Littleton 11 firms
- Lone Tree 1 firm
- Centennial 14 firms
- Englewood 11 firms
- Greenwood Village 28 firms
- Glendale 1 firm
- Lakewood 6 firms
- Aurora 1 firm
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