Fee-only adviser · Charlotte, NC
Linkside Financial LLC
Linkside Financial LLC is a fee-only investment adviser registered with the securities regulators of Florida, North Carolina, South Carolina, with its main office in Charlotte, North Carolina. On its latest Form ADV, filed March 6, 2026, it reports $10M in regulatory assets under management, 5 individual clients and 4 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: Florida, North Carolina, South Carolina |
|---|---|
| Firm CRD number | 335537 |
| Office | 4201 Congress ST Suite 145 Charlotte, NC 28209 |
| Phone | (704) 498-4753 |
| Website | www.linksidefinancial.com |
| Regulatory assets under management | $10M |
| Individual clients | 1 non-high-net-worth, 4 high-net-worth |
| Financial planning clients | 1-10 |
| How it charges | Percentage of assets |
| Services | Financial planning, Portfolio management, Selection of other advisers, Educational seminars |
| Employees | 5 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | March 6, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It charges only as a percentage of the assets it manages. Ask about the fee schedule and any account minimum, which Form ADV Part 1 does not record.
- Most of its individual clients are high-net-worth, which on Form ADV means they meet the SEC’s qualified-client or qualified-purchaser test: broadly, more than $1 million managed by the adviser or a net worth above $2 million, with the thresholds indexed for inflation.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Charlotte
- Bragg Financial Advisors Inc $4.7B
- Novare Capital Management $1.9B
- Colony Family Offices, LLC $3.4B
- Laurel Wealth Advisors, LLC $1.1B
- Strathmore Capital Advisors $805M
- Cornerstone Wealth Planning $486M
See all 60 fee-only advisers in Charlotte →
Nearby
- Matthews 5 firms
- Fort Mill 2 firms
- Indian Land 1 firm
- Marvin 1 firm
- Cornelius 2 firms
- Davidson 2 firms
- Clover 2 firms
- Lake Wylie 1 firm
Comparing several firms? Tell us what you need and we will suggest fee-only advisers that fit. Work at Linkside Financial LLC? Update this listing.