Fee-only adviser · Newfields, NH
Middle Street Capital, LLC
Middle Street Capital, LLC is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Newfields, New Hampshire. On its latest Form ADV, filed May 1, 2026, it reports $132M in regulatory assets under management, 79 individual clients and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 226513 · SEC file 801-136408 |
| Office | 67 Main Street Newfields, NH 03856 |
| Phone | (603) 531-3773 |
| Website | www.middlestreetcapital.com |
| Regulatory assets under management | $132M ($131M discretionary) |
| Individual clients | 38 non-high-net-worth, 41 high-net-worth |
| Financial planning clients | 11-25 |
| How it charges | Percentage of assets |
| Services | Financial planning, Portfolio management |
| Employees | 1 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | May 1, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It charges only as a percentage of the assets it manages. Ask about the fee schedule and any account minimum, which Form ADV Part 1 does not record.
- Most of its individual clients are high-net-worth, which on Form ADV means they meet the SEC’s qualified-client or qualified-purchaser test: broadly, more than $1 million managed by the adviser or a net worth above $2 million, with the thresholds indexed for inflation.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Newfields
Nearby
- Exeter 2 firms
- Newington 1 firm
- Portsmouth 23 firms
- Hampton 1 firm
- Rye 1 firm
- Dover 1 firm
- Seabrook 1 firm
- Newburyport 1 firm
Comparing several firms? Tell us what you need and we will suggest fee-only advisers that fit. Work at Middle Street Capital, LLC? Update this listing.