Fee-only adviser · Kirkland, WA
Moss Bay Capital
Moss Bay Capital is a fee-only investment adviser registered with the securities regulator of Washington, with its main office in Kirkland, Washington. On its latest Form ADV, filed March 30, 2026, it reports $6.4M in regulatory assets under management, 2 individual clients and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: Washington |
|---|---|
| Firm CRD number | 299002 |
| Office | 137 7th Ave W Suite 202 Kirkland, WA 98033 |
| Phone | (425) 283-7331 |
| Website | www.mossbaycapital.com |
| Regulatory assets under management | $6.4M |
| Individual clients | 0 non-high-net-worth, 2 high-net-worth |
| Financial planning clients | Not reported |
| How it charges | Percentage of assets |
| Services | Portfolio management |
| Employees | 1 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | March 30, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It charges only as a percentage of the assets it manages. Ask about the fee schedule and any account minimum, which Form ADV Part 1 does not record.
- Most of its individual clients are high-net-worth, which on Form ADV means they meet the SEC’s qualified-client or qualified-purchaser test: broadly, more than $1 million managed by the adviser or a net worth above $2 million, with the thresholds indexed for inflation.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Kirkland
- Robinswood Financial $453M
- Prevail Wealth Management $261M
- Kaizen Financial Advisors, LLC $284M
- Schmidt Financial Management $498M
- Concepts Financial Services, LLC $23M
- Private Asset Management Inc $109M
See all 12 fee-only advisers in Kirkland →
Nearby
- Redmond 7 firms
- Bellevue 40 firms
- Kenmore 1 firm
- Woodinville 1 firm
- Lake Forest Park 1 firm
- Shoreline 1 firm
- Mercer Island 4 firms
- Seattle 73 firms
Comparing several firms? Tell us what you need and we will suggest fee-only advisers that fit. Work at Moss Bay Capital? Update this listing.