Fee-only adviser · New York, NY
Pinnacle Associates, Ltd.
Pinnacle Associates, Ltd. is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in New York, New York. On its latest Form ADV, filed March 26, 2026, it reports $10.4B in regulatory assets under management, 1,808 individual clients and 33 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 110631 · SEC file 801-20841 |
| Office | 286 Madison Avenue 20th Floor New York, NY 10017 |
| Phone | (212) 652-3200 |
| Website | pinnacleinsights.org |
| Regulatory assets under management | $10.4B ($10.4B discretionary) |
| Individual clients | 1,370 non-high-net-worth, 438 high-net-worth |
| Financial planning clients | 101-250 |
| How it charges | Percentage of assets, Fixed fee |
| Services | Financial planning, Portfolio management |
| Employees | 69 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | March 26, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It provides financial planning services, not only portfolio management.
- It sponsors or manages a wrap fee program; ask what the bundled fee covers.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in New York
- Cannell & Spears LLC $7.0B
- Fruitful $35M
- Klingenstein Fields Advisors $4.7B
- Shufro, Rose & Co., LLC $2.5B
- Magnus Financial Group LLC $2.3B
- Silvercrest Asset Management Group LLC $28.3B
See all 356 fee-only advisers in New York →
Nearby
- Long Island City 1 firm
- Hoboken 1 firm
- Brooklyn 23 firms
- Maspeth 1 firm
- Jersey City 8 firms
- East Elmhurst 1 firm
- Edgewater 1 firm
- Jackson Heights 1 firm
Comparing several firms? Tell us what you need and we will suggest fee-only advisers that fit. Work at Pinnacle Associates, Ltd.? Update this listing.