Professional Financial

Professional Financial is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Pittsford, New York. On its latest Form ADV, filed April 14, 2026, it reports $226M in regulatory assets under management, 93 individual clients and 3 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.

Key facts from Form ADV

Registration	SEC-registered
Firm CRD number	125580 · SEC file 801-107130
Office	1159 Pittsford-Victor RD Suite 120 Pittsford, NY 14534
Phone	(585) 218-9080
Website	www.professionalfinancial.com
Regulatory assets under management	$226M ($211M discretionary)
Individual clients	24 non-high-net-worth, 69 high-net-worth
Financial planning clients	51-100
How it charges	Percentage of assets, Hourly, Fixed fee
Services	Financial planning, Portfolio management, Pension consulting
Employees	4
Disciplinary disclosures	None reported
Latest Form ADV filing	April 14, 2026

Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.

What this means for you

• It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
• It also charges a percentage of assets managed for ongoing investment management.
• Most of its individual clients are high-net-worth, which on Form ADV means they meet the SEC’s qualified-client or qualified-purchaser test: broadly, more than $1 million managed by the adviser or a net worth above $2 million, with the thresholds indexed for inflation.
• It provides financial planning services, not only portfolio management.
• It reports no disciplinary history on Form ADV.

Before you hire any adviser

Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.

Other fee-only advisers in Pittsford

• Armbruster Capital Management, Inc. $1.1B
• Post Resch Tallon Group $340M
• Kickstand Wealth Advisors $633M
• High Probability Advisors, LLC $1.0B
• Generation Capital Management LLC $1.2B
• Flower City Capital LLC $445M

See all 21 fee-only advisers in Pittsford →

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