Fee-only adviser · Los Gatos, CA
Proflex Finance
Proflex Finance is a fee-only investment adviser registered with the securities regulator of California, with its main office in Los Gatos, California. On its latest Form ADV, filed March 16, 2026, it reports $23M in regulatory assets under management, 46 individual clients and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: California |
|---|---|
| Firm CRD number | 334262 |
| Office | 15732 Los Gatos Blvd Suite 3036 Los Gatos, CA 95032 |
| Phone | (408) 202-0912 |
| Website | www.proflexfinance.com |
| Regulatory assets under management | $23M |
| Individual clients | 41 non-high-net-worth, 5 high-net-worth |
| Financial planning clients | Not reported |
| How it charges | Percentage of assets |
| Services | Portfolio management |
| Employees | 1 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | March 16, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It charges only as a percentage of the assets it manages. Ask about the fee schedule and any account minimum, which Form ADV Part 1 does not record.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Los Gatos
- Kane Investment Management, Inc. $241M
- Asl Financial, LLC $187M
- Libra Wealth LLC $640M
- Orchard City Wealth Management, LLC $116M
- Future Wealth LLC $76M
- Cultivate Financial Group LLC $62M
See all 9 fee-only advisers in Los Gatos →
Nearby
- Campbell 5 firms
- Saratoga 3 firms
- Soquel 1 firm
- San Jose 25 firms
- Aptos 1 firm
- Cupertino 6 firms
- Sunnyvale 3 firms
- Capitola 1 firm
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