Fee-only adviser · Philadelphia, PA
Roffman Miller Associates Inc
Roffman Miller Associates Inc is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Philadelphia, Pennsylvania. On its latest Form ADV, filed August 25, 2026, it reports $3.2B in regulatory assets under management, 1,598 individual clients and 14 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 106019 · SEC file 801-38491 |
| Office | 1835 Market Street Suite 500 Philadelphia, PA 19103 |
| Phone | (215) 981-1030 |
| Website | www.roffmanmiller.com |
| Regulatory assets under management | $3.2B ($3.2B discretionary) |
| Individual clients | 466 non-high-net-worth, 1,132 high-net-worth |
| Financial planning clients | 101-250 |
| How it charges | Percentage of assets |
| Services | Financial planning, Portfolio management, Educational seminars |
| Employees | 15 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | August 25, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It charges only as a percentage of the assets it manages. Ask about the fee schedule and any account minimum, which Form ADV Part 1 does not record.
- Most of its individual clients are high-net-worth, which on Form ADV means they meet the SEC’s qualified-client or qualified-purchaser test: broadly, more than $1 million managed by the adviser or a net worth above $2 million, with the thresholds indexed for inflation.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Philadelphia
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- RTD Financial Advisors Inc $2.7B
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- Mitchell Sinkler & Starr $1.8B
- Prudent Management Associates $1.2B
- Mor Wealth Management, LLC $396M
See all 23 fee-only advisers in Philadelphia →
Nearby
- Bala Cynwyd 2 firms
- Wynnewood 3 firms
- Merchantville 1 firm
- Narberth 2 firms
- Bellmawr 1 firm
- Ardmore 1 firm
- Haddon Heights 2 firms
- Haddonfield 2 firms
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