Fee-only adviser · Charlotte, NC
Sanctuary Financial Planning, LLC
Sanctuary Financial Planning, LLC is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with a mailing address in Charlotte, North Carolina (its office is a private residence, so the street address is not published). On its latest Form ADV, filed November 5, 2026, it reports $102M in regulatory assets under management, 44 individual clients and 2 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 325857 · SEC file 801-136364 |
| Office | Charlotte, NC (mailing address; office not published) |
| Phone | (704) 705-8773 |
| Website | sanctuaryfinancialplanning.com |
| Regulatory assets under management | $102M ($41M discretionary) |
| Individual clients | 8 non-high-net-worth, 36 high-net-worth |
| Financial planning clients | 26-50 |
| How it charges | Hourly, Fixed fee |
| Services | Financial planning, Portfolio management |
| Employees | 3 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | November 5, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- Most of its individual clients are high-net-worth, which on Form ADV means they meet the SEC’s qualified-client or qualified-purchaser test: broadly, more than $1 million managed by the adviser or a net worth above $2 million, with the thresholds indexed for inflation.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Charlotte
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- Novare Capital Management $1.9B
- Colony Family Offices, LLC $3.4B
- Laurel Wealth Advisors, LLC $1.1B
- Strathmore Capital Advisors $805M
- Cornerstone Wealth Planning $486M
See all 60 fee-only advisers in Charlotte →
Nearby
- Matthews 5 firms
- Fort Mill 2 firms
- Indian Land 1 firm
- Marvin 1 firm
- Cornelius 2 firms
- Davidson 2 firms
- Clover 2 firms
- Lake Wylie 1 firm
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