Fee-only adviser · Concord, MA
Spencer Brook Asset Management, LLC
Spencer Brook Asset Management, LLC is a fee-only investment adviser registered with the securities regulator of Massachusetts, with its main office in Concord, Massachusetts. On its latest Form ADV, filed July 24, 2026, it reports $88M in regulatory assets under management, 16 individual clients and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: Massachusetts |
|---|---|
| Firm CRD number | 129034 |
| Office | 747 Main Street Suite 213 Concord, MA 01742 |
| Phone | (617) 828-7795 |
| Website | Not listed |
| Regulatory assets under management | $88M ($63M discretionary) |
| Individual clients | 0 non-high-net-worth, 16 high-net-worth |
| Financial planning clients | Not reported |
| How it charges | Percentage of assets |
| Services | Portfolio management |
| Employees | 1 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | July 24, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It charges only as a percentage of the assets it manages. Ask about the fee schedule and any account minimum, which Form ADV Part 1 does not record.
- Most of its individual clients are high-net-worth, which on Form ADV means they meet the SEC’s qualified-client or qualified-purchaser test: broadly, more than $1 million managed by the adviser or a net worth above $2 million, with the thresholds indexed for inflation.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Concord
- Bay Colony Advisors $1.4B
- Monument Group Wealth Advisors, LLC $679M
- Concordia Wealth Management, LLC $197M
- Heritage Financial Network, Inc. $85M
- Meeting House Capital, LLC $30M
- Cape Ann Capital, Inc. $193M
See all 7 fee-only advisers in Concord →
Nearby
- Acton 4 firms
- Bedford 2 firms
- Sudbury 3 firms
- Lexington 4 firms
- Waltham 10 firms
- Wayland 1 firm
- Weston 2 firms
- Stow 1 firm
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