Fee-only adviser · Newtown, PA
Thrift Financial, Inc.
Thrift Financial, Inc. is a fee-only investment adviser registered with the securities regulator of Pennsylvania, with its main office in Newtown, Pennsylvania. On its latest Form ADV, filed January 20, 2026, it reports $42M in regulatory assets under management, 57 individual clients and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: Pennsylvania |
|---|---|
| Firm CRD number | 314917 |
| Office | 12 Penns Trail Suite 104 Newtown, PA 18940 |
| Phone | (215) 234-3074 |
| Website | thriftfinancial.com |
| Regulatory assets under management | $42M ($41M discretionary) |
| Individual clients | 50 non-high-net-worth, 7 high-net-worth |
| Financial planning clients | 51-100 |
| How it charges | Percentage of assets, Hourly, Fixed fee |
| Services | Financial planning, Portfolio management, Pension consulting, Selection of other advisers |
| Employees | 1 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | January 20, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Newtown
- PW Nova Financial Services LLC $654M
- Innova Wealth Partners, LLC $288M
- Crossgate Wealth Advisors, LLC $272M
- Jmac Enterprises LLC $722M
- 46 Peaks Investment Advisory Group $272M
- Towercrest Capital Management, LLC $718M
See all 10 fee-only advisers in Newtown →
Nearby
- Yardley 3 firms
- Southampton 1 firm
- New Hope 2 firms
- Feasterville 1 firm
- Huntingdon Valley 1 firm
- Lawrenceville 2 firms
- Doylestown 8 firms
- Horsham 1 firm
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