Fee-only adviser · New York, NY
PFS Planning LLC
PFS Planning LLC is a fee-only investment adviser registered with the securities regulator of New York, with a mailing address in New York, New York (its office is a private residence, so the street address is not published). On its latest Form ADV, filed February 26, 2026, it reports 12 individual clients and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: New York |
|---|---|
| Firm CRD number | 119610 |
| Office | New York, NY (mailing address; office not published) |
| Phone | (212) 219-0125 |
| Website | www.pfs-planning.com |
| Regulatory assets under management | Not reported |
| Individual clients | 6 non-high-net-worth, 6 high-net-worth |
| Financial planning clients | 1-10 |
| How it charges | Hourly, Other |
| Services | Financial planning, Selection of other advisers |
| Employees | 1 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | February 26, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
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Nearby
- Long Island City 1 firm
- Hoboken 1 firm
- Brooklyn 23 firms
- Maspeth 1 firm
- Jersey City 8 firms
- East Elmhurst 1 firm
- Edgewater 1 firm
- Jackson Heights 1 firm
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