Fee-only adviser · New York, NY
Tag Associates Florida LLC
Tag Associates Florida LLC is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in New York, New York. On its latest Form ADV, filed June 26, 2026, it reports $35M in regulatory assets under management and 23 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 325292 · SEC file 801-127597 |
| Office | 810 Seventh Avenue, 7th Floor New York, NY 10019 |
| Phone | (212) 275-1500 |
| Website | tagassoc.com |
| Regulatory assets under management | $35M |
| Individual clients | Fewer than 5 |
| Financial planning clients | 1-10 |
| How it charges | Percentage of assets, Fixed fee |
| Services | Financial planning, Portfolio management, Selection of other advisers |
| Employees | 71 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | June 26, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
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Nearby
- Long Island City 1 firm
- Hoboken 1 firm
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- Jersey City 8 firms
- East Elmhurst 1 firm
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