Fee-only adviser · New York, NY
Tuttle Financial Services, Ltd.
Tuttle Financial Services, Ltd. is a fee-only investment adviser registered with the securities regulator of New York, with its main office in New York, New York. On its latest Form ADV, filed March 20, 2026, it reports 2 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: New York |
|---|---|
| Firm CRD number | 141505 |
| Office | 119 West 24th Street 4th Floor New York, NY 10011 |
| Phone | (212) 682-1155 |
| Website | www.tuttlefinancialservices.com |
| Regulatory assets under management | Not reported |
| Individual clients | Fewer than 5 |
| Financial planning clients | 1-10 |
| How it charges | Fixed fee |
| Services | Financial planning |
| Employees | 2 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | March 20, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
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